FIMA 2014 (past event)
12 - 13 November, 2014
12 - 13 November, 2014 | QEII Conference Centre, London
PJ Di Giammarino
CEO
JWG Group
Day 1
Thursday, December 11th, 2014
13:30 Regulatory data management: 2014 helicopter view
Regulation is coming thick and fast. Seventy thousand pages a year fast!
Dealing with this deluge with a page-by-page, regulation-by-regulation approach is becoming impossible as the G20 commitments become spread across many rulebooks. This means that firms trying to tackle the changes one-by-one will end up with sky-high implementation costs and conflicting priorities - unless they take action now to pull it all together.
What is needed in this space is a consolidated approach, which looks at how regulation as a whole aligns, by examining overlapping requirements for their lowest common denominators.
In our presentation, we cover 300,000 pages of regulatory reform via a top-down ‘helicopter view’ to see, not only the ‘here and now’, but the full landscape including:
► Trading: OTC (EMIR/DFA/equivalents); MiFID II/ MAR; MAD; AIFMD
► Risk: Basel III/ CRD IV; fund reporting; Solvency II
► Financial crime: FATCA, AMLD IV, Bribery Act, sanctions regimes
► Structural: Volker, Vickers, data protection, benchmarks, CRAs, accounting standards.
As we take you through what is being asked, we will point out the key ‘deltas’ between different global regulatory requirements and point out the key milestones – and landmines – on the road ahead.
If you want to know what the unknowns are in your 2014 operations, data and technology challenges, don’t miss this discussion.
Dealing with this deluge with a page-by-page, regulation-by-regulation approach is becoming impossible as the G20 commitments become spread across many rulebooks. This means that firms trying to tackle the changes one-by-one will end up with sky-high implementation costs and conflicting priorities - unless they take action now to pull it all together.
What is needed in this space is a consolidated approach, which looks at how regulation as a whole aligns, by examining overlapping requirements for their lowest common denominators.
In our presentation, we cover 300,000 pages of regulatory reform via a top-down ‘helicopter view’ to see, not only the ‘here and now’, but the full landscape including:
► Trading: OTC (EMIR/DFA/equivalents); MiFID II/ MAR; MAD; AIFMD
► Risk: Basel III/ CRD IV; fund reporting; Solvency II
► Financial crime: FATCA, AMLD IV, Bribery Act, sanctions regimes
► Structural: Volker, Vickers, data protection, benchmarks, CRAs, accounting standards.
As we take you through what is being asked, we will point out the key ‘deltas’ between different global regulatory requirements and point out the key milestones – and landmines – on the road ahead.
If you want to know what the unknowns are in your 2014 operations, data and technology challenges, don’t miss this discussion.
14:10 Drill Down Roundtables
When you’re taking two days out of the office, it’s critical you come back with solutions for your biggest challenges. These bespoke, interactive roundtables ensure you do just that.
Take this opportunity to have in-depth discussions with like-minded industry peers facing the same issues. There is no better chance to find out how others have overcome the roadblocks to data management and counterparty risk. You have come to FIMA with questions. Make sure you leave with the answers by taking advantage of this unique portion of the program.
Roundtable 1 – MiFID II
Moderated by: Silvano Stagni, Group Head of Marketing & Research, Hatstand
Roundtable 2 – Solvency II – key considerations for Asset Managers
Hosted by: Chris Johnson, Head of Product Management, Market Data Services, HSBC Securities Services
Roundtable 3 – AIFMD
Moderated by: PJ Di Giammarino, CEO, JWG Group
Take this opportunity to have in-depth discussions with like-minded industry peers facing the same issues. There is no better chance to find out how others have overcome the roadblocks to data management and counterparty risk. You have come to FIMA with questions. Make sure you leave with the answers by taking advantage of this unique portion of the program.
Roundtable 1 – MiFID II
Moderated by: Silvano Stagni, Group Head of Marketing & Research, Hatstand
Roundtable 2 – Solvency II – key considerations for Asset Managers
Hosted by: Chris Johnson, Head of Product Management, Market Data Services, HSBC Securities Services
Roundtable 3 – AIFMD
Moderated by: PJ Di Giammarino, CEO, JWG Group