FIMA 2014 (past event)

12 - 13 November, 2014

12 - 13 November, 2014 | QEII Conference Centre, London

Day 2

08:15 - 09:00 Coffee & Registration

09:00 - 09:15 Chair’s Welcome

Christopher Bannocks, Founder at Grasp Associates

Christopher Bannocks

Founder
Grasp Associates

09:15 - 09:35 Developing an effective data governance strategy and approach as a business critical tool across enterprise

• Creating full transparency of data governance strategy

• Ensuring technology and architecture capabilities are in line with your strategy

• Gaining buy in from all parts of the business

• Building regulatory compliance into your data governance strategy & rules

• Learning about data from data – taxonomy and its value to the business

• Showing value of data governance to your business heads – what is the impact on P&L?
Donna Rudnicki, Managing Director, Chief Data Officer at RBC Capital Markets

Donna Rudnicki

Managing Director, Chief Data Officer
RBC Capital Markets

09:35 - 09:55 Integrating Client Reference Data Utilities to Increase Efficiency

Matthew Stauffer, CEO at Clarient Global

Matthew Stauffer

CEO
Clarient Global


Enterprise-wide data use, siloed modeling and metadata management cannot be performed in a vacuum. Therefore, you have to provide data to multiple customers in different formats. This means clear and structured oversight on an organisational level with standard practices for enterprise data design, sharing, and reuse. This panel is about designing data architecture linked to specific policies for data governance associated with different aspects of your architecture. Find new ways you can best achieve top level capability and maturity of your data.

• Application rationalisation strategies – reducing your app footprint and is it worth it?

• Using managed utilities as a way of rationalising your apps

• How do you enforce effective architecture governance in line with your MDM strategy?

• Combining structured and unstructured data in your architecture strategy – what is the answer?

• Are silos really as bad as everyone tells you? Should you be getting rid of all of them?

• What will data architecture look like in 10 years time?

• If you had a magic wand and could change one thing in your data architecture – what would you do?
John Bottega, Chief Data Officer at EDM Council

John Bottega

Chief Data Officer
EDM Council

Colin Gibson, Global Architecture Director at Willis

Colin Gibson

Global Architecture Director
Willis

Michael Atkin, Managing Director at EDM Council

Michael Atkin

Managing Director
EDM Council

Donna Rudnicki, Managing Director, Chief Data Officer at RBC Capital Markets

Donna Rudnicki

Managing Director, Chief Data Officer
RBC Capital Markets

Mady Korada, Data Consultant at Consultant

Mady Korada

Data Consultant
Consultant

Stream A

10:50 - 11:30 Networking & Morning Coffee
Engage new contacts, share experiences from presentations and take advantage of the drop in clinics. Don’t forget to plan your time for the afternoon. Remember to sign up to the roundtables and workshops taking place in the afternoon to reserve your place.
These bespoke sessions run by proven leaders on key subject matters provide you with the opportunity to address your specific concerns in the privacy of a 1-2-1 meeting. Book your clinic in advance on the topic that is highest on your priority list. Prepare your questions for the clinic leader in advance to best benefit from your exclusive 1-2-1 time. You'll leave your personalised session armed with fresh inspiration, a bespoke, practical toolkit and an action plan.

1. Operational Risk Management: Expert - Sophie Rutherford, Deputy Head of Risk & Control, Transaction Management Group, RBS

2. Managed services & 3rd party oversight: - Expert: Sue Baldwin, Head of 3rd Party Oversight, JP Morgan

3. Data architecture & IT Expert: Igor Lobanov, Enterprise Architect, Legal & General Investment Management

Igor Lobanov, Enterprise Architect at Legal and General Investment Management

Igor Lobanov

Enterprise Architect
Legal and General Investment Management

Sue Baldwin, Head of 3rd Party Oversight at J.P. Morgan

Sue Baldwin

Head of 3rd Party Oversight
J.P. Morgan

Sophie Rutherford, Deputy Head of Risk & Control, Transaction Management Group, Markets & Inte at RBS

Sophie Rutherford

Deputy Head of Risk & Control, Transaction Management Group, Markets & Inte
RBS

Adam Preston, Head of Client and Regulatory Data, CB Data & Business Services, Commercial at Lloyds Banking Group

Adam Preston

Head of Client and Regulatory Data, CB Data & Business Services, Commercial
Lloyds Banking Group

11:50 - 12:10 Better compliance through regulation-ready data

As our industry grapples with data-related issues such as total cost of ownership, governance, efficiency and innovation, to name just a few, companies must focus on informing smarter decision-making, both for themselves and their clients. This session explores how firms can use technology to manage and capitalize on their data, ultimately transforming their greatest asset into intelligent, actionable information.
Ken Napolitano, Global Head of Sales, Enterprise Content and Distribution at Bloomberg

Ken Napolitano

Global Head of Sales, Enterprise Content and Distribution
Bloomberg

This panel is designed to give you a chance to ask questions directly to the regulator and the implementation authority ESMA. Both FCA and ESMA are currently working on how to devise, implement, monitor and supervise regulatory compliance. They are the ones coming up with the penalties, criteria for non compliance and timelines.

This is your unique chance to question them, give your feedback and delve deep into any regulatory initiative that is currently keeping you awake at night. Don’t miss this unique opportunity to question the regulators. Find out:

• What are the most important regulatory initiatives you should be spending your budget on today and why?

• Data aggregation and risk – regulatory imperative and impact on your business

• MIFID II, Solvency II, AIFMID, UCITS, EMIR, DODD Frank, FATCA, AML – focus and priorities

• Transparency and data aggregation – what is most important and how should you focus on it?

• Standardisation goals for the industry – what is the vision of the regulators’?

• Are regulators learning from other industries? How?

• Where will regulator be looking next and how you can practically prepare for the future
Chris Johnson, Head of Product Management, Market Data Services at HSBC Securities Services

Chris Johnson

Head of Product Management, Market Data Services
HSBC Securities Services

Konstantinos Botopoulos, Chairman MISC Committee, member of the Management Board, ESMA at ESMA

Konstantinos Botopoulos

Chairman MISC Committee, member of the Management Board, ESMA
ESMA

Tom Springbett, Head, FCA’s OTC Derivatives and Post-Trade Policy at Financial Conduct Authority

Tom Springbett

Head, FCA’s OTC Derivatives and Post-Trade Policy
Financial Conduct Authority

Marion Leslie, Managing Director, Pricing and Reference Services at Thomson Reuters

Marion Leslie

Managing Director, Pricing and Reference Services
Thomson Reuters

12:50 - 13:50 Networking Lunch



    Stream A: Strategy, Governance & Architecture

    13:50 - 14:00 Opening remarks


      Virginie O'Shea, Senior Analyst at Aite Group

      Virginie O'Shea

      Senior Analyst
      Aite Group

      Stream B: New Data Strategies

      13:50 - 14:00 Opening remarks


        Yasmeen Jaffer, Director, Global Head of Business Development at KYC Services, Markit/Genpact

        Yasmeen Jaffer

        Director, Global Head of Business Development
        KYC Services, Markit/Genpact

        Stream C: Regulations & Compliance

        13:50 - 14:00 Opening remarks


          Dennis Slattery

          CEO and Chief Data Architect
          EDMworks

          Stream D: Synergy Workshops

          13:50 - 14:00 Opening remarks


            Stream A: Strategy, Governance & Architecture

            14:00 - 14:20 How do you enforce effective architecture governance in line with your MDM strategy?

            All agree that Master Data Management is the answer to data quality, at least most of it. No one needs persuading about the huge importance of golden copy and effective governance. The question is how can you govern your architecture in a complex environment without limiting anyone or any part of the business process? Join this presentation to learn:

            • What are the vital architecture governance parts?

            • How do they impact your business process, risk and P&L?

            • Changing and improving architecture in line with your data governance strategy

            • Fighting silos – is it always worth it?

            • Ensuring future flexibility

            • Getting buy in from all levels

            • Showing and maintaining visible results
              Andrew Barnett, Head of IT Data at Friends Life Investments

              Andrew Barnett

              Head of IT Data
              Friends Life Investments

              Stream B: New Data Strategies

              14:00 - 14:20 How to Operationalise big data to ensure on-going business benefit
              Big Data at HSBC is focused on the ability to bring together and analyse vast amounts of data, internal and external, structured and unstructured, clean and messy, to reveal new client service and revenue opportunities whilst reducing data warehousing and IT costs. Success requires a new way of thinking and a new way of working.

              Find out about how your business can benefit from knowing how to:

              • Staff and structure a big data function

              • Anticipate and address the challenges in recruitment

              • Build out and retain an effective team

              • Think about big data application

              • Govern and convert big data opportunities

              • Evolve your organisation's culture
              Tarrill Baker, Chief Data Officer - Global Banking & Markets at HSBC

              Tarrill Baker

              Chief Data Officer - Global Banking & Markets
              HSBC

              Stream C: Regulations & Compliance

              14:00 - 14:20 Approach to Solvency II- data analytics workflow

              • Extracting technical provisionsdata from actuarial systems

              • Obtaining credit ratings for spread and default riskcapital charges

              • Look-through requirements and data feeds from fund mangers

              • Quarterly reporting adjustments

              Brian Heale, Senior Director at Moody's Analytics

              Brian Heale

              Senior Director
              Moody's Analytics

              Stream D: Synergy Workshops

              14:00 - 14:20 Synergy Workshop: Embedding cultural change from board level down

              Christopher Bannocks, Founder at Grasp Associates

              Christopher Bannocks

              Founder
              Grasp Associates

              Stream A: Strategy, Governance & Architecture

              14:20 - 14:40 IBOR: Changing the Rules on Prime Position Record

              Ian Hunt, Subject Matter Expert,  IBOR at M&G Investment Management

              Ian Hunt

              Subject Matter Expert, IBOR
              M&G Investment Management

              Stream B: New Data Strategies

              14:20 - 14:40 To bodly go where no database has gone before
              MarkLogic plays a pivotal role in top tier financial institutions and has enabled success where other multimillion dollar projects have failed. Its unique approach to managing and reporting against massive cross asset data sets and schemas has helped these organisations achieve their strategic aims.
              Join us on our thirteen-year mission: to explore strange new worlds of flexible data modelling, to seek out new data governance approaches and new approaches to data quality.

              Chris Atkinson

              Solutions Architect
              MarkLogic

              Stream C: Regulations & Compliance

              14:20 - 14:40 Establishing a Common and Scalable Data Management Framework for On-going Regulatory Compliance

              Peter Ku, Head of Industry Consulting & Financial Services Strategist & Evangelist, N at Informatica, LLC.

              Peter Ku

              Head of Industry Consulting & Financial Services Strategist & Evangelist, N
              Informatica, LLC.

              Stream D: Synergy Workshops

              14:20 - 14:40 Steam D Continued

              14:40 - 15:10 Afternoon Coffee and Networking

              Stream A: Strategy, Governance & Architecture

              15:10 - 16:00 Flash Panel: Does the Investment Book of Records (IBOR) solve most business, governance and IT challenges in data management?
              IBOR – is it a new acronym that we love to hate or a new tool that will help your business grow? There are existing IBOR instances, where internal and external reference data is centralised and supports a number of business processes, not all directly associated with investment data management. How does it differ from ‘ABOR’ (Accounting Book of Records) models? While IBOR is made to enhance data management and use in a business, there is disagreement on processes or functions that ‘naturally or logically fit’ under IBOR. This session will enable you to dig deeper into the thinking and processes behind IBOR development and implementation. Leave with ideas and practical tips for implementing IBOR in your business and explaining its benefits to your colleagues, teams and bosses. Does IBOR bring only data aggregation or something more?

              • Technological and architecture challenges of building an effective IBOR

              • Setting goals and forecasting impact of IBOR on P&L

              • Will IBOR help your customers access data?

              • How should IBOR aid the regulatory compliance challenges?

              • Flexibility of IBOR and future goals setting – is it really what it says on the tin?
              Igor Lobanov, Enterprise Architect at Legal and General Investment Management

              Igor Lobanov

              Enterprise Architect
              Legal and General Investment Management

              Ian Hunt, Subject Matter Expert,  IBOR at M&G Investment Management

              Ian Hunt

              Subject Matter Expert, IBOR
              M&G Investment Management

              Rodney Hutchinson, Business Solutions Architect at M&G

              Rodney Hutchinson

              Business Solutions Architect
              M&G

              Ian Shrubsole, Head of Data Governance at Invesco

              Ian Shrubsole

              Head of Data Governance
              Invesco

              Les Beale, Global Product & Strategy at Northern Trust

              Les Beale

              Global Product & Strategy
              Northern Trust

              Stream B: New Data Strategies

              15:10 - 16:00 Flash Panel: Creating a single customer view- Are you aware of the challenges and true impact on your P&L?
              Multi-channel customer contact, social media, growing customer expectations have all contributed to the pressure on data managers to create a single customer view. It is not only good for the customers, it is great for the business to have all data about a given customer on one page. Sounds simple and reasonable? Except most businesses struggle with maintaining a single customer view. If you order shopping online and then visit the store to buy some additional products the chances are that your records will show you as two different people with two different identities. This session is about two things. It is about how to create and keep customer data as a single record. It is also about how much it will cost your business if you fail to have a single customer view. Bad data puts huge dents in your P&L, and like no one else you know it. In an interview format, find out how Julia Sutton and Michael Horsnell, who have built many customer data bases, tackle the challenge and what they recommend when:

              • Aggregating and rationalising internal data

              • Regulatory impact on your single customer view

              • Sourcing new data and ensuring data quality

              • Dealing with unstructured data

              • Involving your customer in creating a single customer view

              • Overcoming security and fraud challenges

              • Making your KYC more operational without loosing control

              • Measuring impact on P&L – showing your board the money

              Michael Horsnell, Head of KYC and Client Data at Citi

              Michael Horsnell

              Head of KYC and Client Data
              Citi

              Julia Sutton, Group Customer Data Strategy at HSBC

              Julia Sutton

              Group Customer Data Strategy
              HSBC

              Max Yankelevich, CEO at Work Fusion

              Max Yankelevich

              CEO
              Work Fusion

              Yasmeen Jaffer, Director, Global Head of Business Development at KYC Services, Markit/Genpact

              Yasmeen Jaffer

              Director, Global Head of Business Development
              KYC Services, Markit/Genpact

              Stream C: Regulations & Compliance

              15:10 - 16:00 Stream C Closed

              Stream D: Synergy Workshops

              15:10 - 16:00 Synergy Workshop: Tackling your regulatory data challenges
              Chris Johnson, Head of Product Management, Market Data Services at HSBC Securities Services

              Chris Johnson

              Head of Product Management, Market Data Services
              HSBC Securities Services

              Stream B: New Data Strategies

              16:00 - 16:20 Learn from another industry using data in defence- what is different?

              Michael Servaes

              Lead Data Strategist and Information Portfolio Manager
              British Army

              Stream C: Regulations & Compliance

              16:00 - 16:20 Stream C Closed

              Stream B: New Data Strategies

              16:00 - 16:20 Stream B Closed

              Stream D: Synergy Workshops

              16:00 - 16:20 Synergy Workshop: Tackling your governance challenges to minimise cost and risk of penalties
              Justin York, Independent Consultant at Consultant

              Justin York

              Independent Consultant
              Consultant

              Stream A: Strategy, Governance & Architecture

              16:20 - 16:30 Learn from another industry Cyber crime

              Peter O'Doherty

              Detective Superintendent, Director
              National Fraud Intelligence Bureau

              Stream B: New Data Strategies

              16:20 - 16:30 Stream B Closed

              Stream C: Regulations & Compliance

              16:20 - 16:30 Stream C Closed

              Stream A: Strategy, Governance & Architecture

              16:30 - 16:20 Chairs' closing remarks

              Stream B: New Data Strategies

              16:30 - 16:20 Stream B Closed

              Stream C: Regulations & Compliance

              16:30 - 16:20 Stream C Closed

              Stream D: Synergy Workshops

              16:30 - 16:20 Stream D Closed

              16:20 - 16:40 Stream D Continued

              16:40 - 23:59 FIMA 2014 concludes- See you next year!