Sophie Rutherford

Deputy Head of Risk & Control, Transaction Management Group, Markets & Inte
RBS

Sophie Rutherford is the Deputy Head of Risk & Control for the recently formed Transaction Management Group (TMG) in the Markets division at RBS. TMG is a dedicated function within Markets, reporting to the Head of Logistics, Finance & Change and is the guardian of trade data quality and transaction integrity, in terms of risk, economic value and fact and focusses on the immediate post trade validation activities. The Risk & Control team provide Operational Risk services and also Front Office Supervisory oversight to TMG.

Sophie is also the Markets representative for the Group Data Quality Policy standard, chairs the Markets Data Management Group and has provided Data Quality and Controls input to Data Remediation programmes across Markets. Sophie has over 20 years experience in Investment Banking and has previously worked at UBS and Morgan Stanley. She has worked in technology, programme management as well as operational risk roles in Logistics & Control functions across Investment banking.

Check out the incredible speaker line-up to see who will be joining Sophie.

Download The Latest Agenda

Day 1

Thursday, December 11th, 2014

16:00 Flash Panel: Dealing with your regulatory challenges - is there a way to make it more manageable?

• Identifying critical pieces of legislation – where to invest most of your time and money?

• Tackling the immediate needs while looking into the future

• Working with the regulators – can they make your life easier?

• Building on the existing infrastructure and platforms
Consolidating your regulatory burden

Day 2

Sunday, January 11th, 2015

10:50 DROP IN CLINICS – Spend 15 minutes with an expert!

These bespoke sessions run by proven leaders on key subject matters provide you with the opportunity to address your specific concerns in the privacy of a 1-2-1 meeting. Book your clinic in advance on the topic that is highest on your priority list. Prepare your questions for the clinic leader in advance to best benefit from your exclusive 1-2-1 time. You'll leave your personalised session armed with fresh inspiration, a bespoke, practical toolkit and an action plan.

1. Operational Risk Management: Expert - Sophie Rutherford, Deputy Head of Risk & Control, Transaction Management Group, RBS

2. Managed services & 3rd party oversight: - Expert: Sue Baldwin, Head of 3rd Party Oversight, JP Morgan

3. Data architecture & IT Expert: Igor Lobanov, Enterprise Architect, Legal & General Investment Management